Which phase is first in the audit process?

The first phase in the audit process is indeed the Pre-Audit phase. During this initial stage, auditors prepare for the audit by gathering relevant information about the organization being audited. This includes reviewing existing policies, procedures, and previous audit findings, as well as establishing audit criteria and objectives. The Pre-Audit phase is essential for setting a clear understanding of what is to be assessed, enabling the auditors to develop an effective audit plan and ensure a thorough and organized on-site audit.

Engaging in this preparatory work helps identify areas that may require special attention during the audit, facilitating a more structured approach to evaluating compliance with health, safety, and environmental regulations. By starting with a comprehensive review and planning phase, auditors can approach subsequent phases, including the On-Site audit, with greater focus and efficiency.